Functions of Secrecy – Herder and the Masonic Elements of Enlightenment Thought
Helge
Jordheim
The point of departure for this talk is a
larger project, with the working title the "Functions of Secrecy", in which I
try to map how, in what contexts and to what ends, functions of secrecy and
concealment are in operation in the Age of Enlightenment - in obvious
opposition to the ambition of exposing every aspect of human life and of
society to the bright light of reason. In one sense the beginnings of anthropology
in the late 18th century - a frequent topic at this workshop - can
in itself be regarded as a function of secrecy, or, more precisely, as a
reaction to the experience that there are aspects of human life that remain
hidden, that are not immediately accessible to the human eye or to human reason
- such as dreams, fantasies, desires, or rather, reincarnation, ghosts and
voices from beyond the grave. Parallel to these phenomena, secrecy - in its
different and more or less spiritual forms - is among the topics that bring about
the so-called "anthropological turn" in German literature and science in the
second half of the 18th century, for instance - from my field of research
- in novels such as Wielands Geschichte
des Agathon and Jean Pauls Die
Unsichtbare Loge, in which the functions of secrecy are at once a force of Bildung and a way of deceiving the hero.
If we, for a moment, return to the presentation of
this workshop on the website, this paper will obviously mostly have to do with
- as it says - situating Herder within the context of 18th century
German history and culture, and may be even point at some of the limitations of
the traditional reception of Herder's thinking. But can a study of Herder and
the Masonic tradition - in the context of the functions of secrecy - say anything
about Herder's relevance today? I have already mentioned that there might be a
element of secrecy at work in the birth of anthropology, and there obviously is
one at work in the rise of hermeneutics and the philosophy of history. If this
element - this function of secrecy - is still relevant today, is a question I
leave for the discussion afterwards. However, if we look at how a popular
phenomenon such as the Da Vinci Code
- the book and now the film - has been able to reintroduce notions of secrets
and secrecy at the heart of global popular culture, more or less overnight, I
have the feeling that the perspective I present here might not be completely
irrelevant after all.
That concludes my introductory remarks.
I.
In the 18th
century practices of secrecy manifested themselves first and foremost in the
great number of secret societies which were founded all over Germany and which
- as Reinhart Koselleck, Richard Van Dülmen and many others, even quite briefly
Jürgen Habermas have pointed out - were one of the most important institutions
of bourgeois self-organization and education in this period. The dominant
intellectual and ideological force in these secret societies was freemasonry,
characterized by a strictly hierarchical organization, Egyptian symbols,
esoteric rituals, pseudonyms, code words and secret handshakes. For obvious
reasons I cannot go into the history of Freemasonry and Masonic lodges in
Germany here. However, two aspects have to be made clear if we want to
understand the role of Masonic secrets in German thought and writing from the
beginning of the 18th and well into the 19th century:
Obviously, one important function of secrecy consisted in concealing what was
really taking place on, the actual plans and activities of the secret societies,
making them appear much more important than they really were, according to a
well-known logic of conspiracy theory. For instance, even as late as in the
1820s the German public still believed that the order of the Illuminati had
planned and staged the French Revolution, together with the German and French
Jacobins. Secondly, several important intellectual figures in 18th
century Germany had affiliations with freemasonry and thus put this motive to
frequent use in their works, the most famous examples being the Turmgesellschaft in Goethe's Wilhelm Meisters Lehrjahre, the
character of Marquis Posa in Schiller's play Don Carlos as well as the empire of Sarastro in Mozart's Zauberflöte. From the names featured on
this list you will have guessed that Freemasonry, Masonic practices and
ideology are by no means new to 18th century German historiography.
Moreover, in the last fifteen years there has been a renewed interest in these
topics, at least partly fuelled by the renewed interest in 18th
century anthropology. At one point this scholarly topic even reached the
headlines in German newspaper, after the American scholar W. Daniel Wilson, in
book on the order of the Illuminati in Weimar, had claimed that both Goethe and
the prince Carl August had entered the order with the sole purpose to spy on
and control its members. The title of this paper - "The Functions of Secrecy" -
marks an attempt to move away from this mainly biographical and highly
positivistic way of studying the secret societies of 18th century Germany
as well as their prominent members. Thus, the term "function" is meant to
indicate that I do not want to focus the actual secrets or practices of
secrecy, their contents, what the Freemasons actually believed, knew or did,
but on the idea or mechanism of secrecy itself - how it was perceived, what it
meant, how it functioned. More precisely, I want to show how the functions of
secrecy play a decisive role in the genesis of some important intellectual
contributions of the late 18th century, on the fields of politics,
philosophy and poetics - among them the concepts of liberty, humanity,
cosmopolitanism and freedom of speech, the literary genre of the Bildungsroman and the bourgeois
institution of the public sphere - just to mention some elements of the
Enlightenment heritage that I am working with.
To view
the secret primarily as a function not as a kind of content is an approach I
take from Reinhart Koselleck's seminal work Kritik
und Krise from 1959, with the subtitle "the pathogenesis of the modern world",
in which the German historian discusses at length how freemasonry in general
and the order of the Illuminati in particular can be seen as a social and
political correlate to Enlightenment criticism, as practiced by thinkers such
as Voltaire, Rousseau, Diderot, Schiller and Kant. According to Koselleck their
thoughts on man, society and art pretend to be concerned only with morality and
not with politics, but in fact their arguments have radically political and
even revolutionary implications - implications that need to be hidden from
political authorities. Koselleck then, in his brilliant, but singularly
one-dimensional work acknowledges only one
possible function of secrecy, what he calls a "protective function", "eine
schützende Funktion". Hence, the sole function of the Masonic secret is to
protect the lodges, their members and their rituals from control and censorship
by the absolutist state, or more precisely to hide the fact that their
allegedly moral practices, their education and ideology, their focus on man not
as a subject, but as an autonomous human being, in reality presents a highly
political and even revolutionary attack on the absolutist regime - a strategy
that Koselleck terms "hypocritical". In the following I will try to show that there
might be other functions of secrecy as well, that become effective in different
parts of the textual culture of the Enlightenment as well as in different parts
of Herder's work.
II.
I shall start by giving you a brief overview of Herder's dealings with Freemasonry. In 1766, during his time in Riga, Herder joined the lodge "Zum Nordstern", where he, according to his wife Caroline, came to hold the office as secretary. After having moved to Weimar he became a member of the order of the Illuminati that had formed around Johann Cristoph von Bode and that counted prominent people like Johann Wolfgang von Goethe, prince Carl August of Sachsen-Weimar and Freiherr von Knigge, only to mention a few. As W. Daniel Wilson has shown Herder - whose name in the order was "Damasus Pontifex" - seems to have been a rather passive member. Furthermore, in a letter from 1786, Herder gives the following - rather crushing - summary of his experiences as a freemason and a member of different secret societies:
Ich hasse alle geheime Gesellschaften auf den Tod und
wünsche Sie nach den Erfahrungen, die ich aus und in ihrem Innersten gemacht
habe, zum T -; denn der schleichende Herrsch-, Betrug-, und Kabalengeist ist's,
der hinter ihrer Decke kriechet.[1]
This, however, is by no means marks the end of Herder's engagement with Freemasonry and Masonic lodges. Much later, between 1800 and 1803 Herder joins the theater director, actor and well-known Freemason Friedrich Ludwig Schröder in his work to bring about a reform of Masonic rites and practices in Germany, particularly in Hamburg. The goal of this reform was to create a new Masonic ritual, suppressing almost entirely the idea of secrecy and replacing it with a moral obligation to work for the best of mankind. A vivid correspondence between the two documents Herder's continuing interest in Freemasonry as fundamentally moral and humanitarian institution. Not surprisingly, the same ambivalent and shifting attitude to Freemasonry can be found in his texts on and around this matter - the most important being his three dialogues, his Freimaurergespräche in the tradition from Lessing: "Glaucon und Nicias", that was never published in his own time; "Gespräche über eine unsichtbar-sichtbare Gesellschaft", printed in the second part of Briefe zur Beförderung der Humanität; and two conversations in the fourth book of the Adrastea. In this paper I am going to concentrate on his earlier texts, from the 1780s, as they are the ones, in which his thoughts on Freemasonry are first being formulated.
III.
I begin my discussion of some of Herder's texts
by giving a brief account of five fairly strange letters that were published in
the journal Teutsche Merkur in spring
and summer 1782, as part of a heated debate. The protagonists of this debate,
or rather, should we say, the antagonists were two seminal figures of the
German Enlightenment. Furthermore, in the study of the period they have come to
represent opposing or even contradictory versions of the Enlightenment project,
between - on the one hand - a rigid, but heroic rationalism, strictly rejecting
every hint of mysticism or sentimentality, for instance in Goethe's Werther or in Fichte's idealism, and -
on the other - an open-minded and emphatic historicism, with a singular sense
for historical, cultural and linguistic difference. Prior to this debate the
two men in question were friends, or at least they tried to be, in a circle
that also included Gotthold Ephraim Lessing and Moses Mendelssohn, afterwards,
they were at least for a time sworn enemies. Their names were Friedrich Nicolai
and Johann Gottfried Herder. And it wasn't the first time that they had
clashed, either. Some years before, Nicolai, the famous editor of the journal Allgemeine Deutsche Bibliothek, where
Herder had been publishing short articles mainly on literary and aesthetical
questions, had written a rather fierce critique of one of Herder's first
experiments in the philsophical genre, Aelteste
Urkunde des Menschengeschlechts, from 1773 and 1776. In spring and summer
1782, shortly after the death of their common mentor and intellectual
father-figure Lessing, the two former friends went at it again. Once more, the
context was the problem of Enlightenment, its goals and means; the topic,
however, was the history and the practices of secrecy.
In the beginning of 1782 Nicolai had published
a book in Berlin, with the title: Versuch über die Beschuldigungen, welche dem
Tempelherrenorden gemacht worden, und über dessen Geheimnis; nebst einem Anhang
über das Enstehen der Freimäurergesellschaft. Only a few months later, first in
March and then in April and June, Herder published five letters in the Teutsche
Merkur, in which he criticizes Nicolai's book. Upon a closer look these letters
consist in a full-fledged attack on Nicolai. In part they can be read as
Herder's attempt to vindicate himself after Nicolai's criticism of his Aelteste
Urkunde - but obviously there is something else at stake as well. During most
part of his life Nicolai was a practicing Freemason. He was a prominent member
of the Berlin lodge "Zu den drei Weltkugeln" as well as the founder of the
"Mittwochsgesellschaft". Furthermore, he had a scholarly interest in the
history and rituals of Freemasonry, as can be seen in the book on the Knights
Templar. As the title shows, Nicolai is out to answer two questions, one
regarding the accusations made against the order of the Templars by the
Inquisition in the 14th century, and the other regarding the origin
of Freemasonry. On the one hand, Nicolai wants to show that the accusations
against the Templars were in fact not fabricated, as had been claimed in a
recently published book by Karl Anton, but true, to the extent that the
Templars were indeed a kind of Gnostic sect worshipping an arcane and esoteric
knowledge, "ein Weisheitsgeheimnis".[2] Secondly,
he reconstructs a complex genealogy for 18th century Freemasonry, going back to
the order of the Rosecrucians founded by the famous Silesian author Johannes
Valentin Andrea in the 17th century. Other scholars commenting on
Herder's critique have all concluded that Herder generally makes a fool out of
himself, unable to match Nicolai's rhetorical powers and knowledge of the
subject. However, the question I want to ask is what Herder is trying to do in
writing these letters against Nicolai and in what sense they can be said to
anticipate his reflexions on Freemasonry.In his letters, Herder - it would seem
- is out to disprove all of Nicolai's attempts to find the historical and
esoteric content of the secret of the Templars: Neither the Gnostic secret of
wisdom - "eine geheime Tinktur der Weisheit" - or the alchemic secret of
gold-making - "die Goldtinktur" - have - according to Herder - any reality or relevance
for the history of the order. To illustrate how Nicolai have been fooled,
Herder considers the etymology of the name "Baphomet" that appears several
times in the documents from the case against the Templars. Nicolai takes this
name and the bearded head, to which it refers, to be a symbol of a secret, a
piece of secret knowledge, common to Templars and Gnosticists. Against this
idea, Herder argues - over several pages - that "Baphomet" was just another
version of the name of the Muslim prophet "Mohamed" that the Templars knew from
their travels in the Holy Land. Hence, it had nothing to do with secret Gnostic
knowledge. To claim that this name, this word is the sign of a secret is to
Herder nothing more than "die gemeinste Romanlüge und Pöbelsage".[3] Even
though Herder's often imprecise or even incorrect arguments deals with clearly
historical questions, about of the Templars, their rituals and secrets, it soon
becomes clear that he is not really interested
in the real - historical and esoteric - content of the secret of the Templars -
what they were really hiding - at least not in the way Nicolai is. If every
secret, every practice of secrecy can be studied both in search of a content
and in search of a function, Herder - this is at least my claim - is more
interested in the functional aspects. To Herder - it seems - secrecy is a
function at work in history itself - a function that can be controlled and put
to use for the purpose of Enlightenment. In the 18th century this
functional approach to the problem of secrecy is by no means singular to
Herder, but can also be found in other texts and debates - such as in C. M.
Wielands brilliant essay "Geheimnis des Kosmopolitenordens" from 1776 as well
as in the debate between the publisher Johann Erich Biester and the philosopher
Christian Garve in the Berliner Monatsschrift in 1785.
A good
example of how Herder, in his letters against Nicolai, in fact analyzes the
functions of secrecy, is his discussion of the works by the Silesian theologian
and author Johannes Valentin Andrea, who, in addition to his most famous work
of utopian fiction, Christianapolis,
wrote several books about the secret society of the Rosecruscians, Fama fraternitatis Roseae Crucis oder Die
Bruderschaft des Ordens der Rosenkreuzer (1614), Confessio oder Bekenntnis der Sozietät und Bruderschaft Rosenkreuz (1615)
and Chymische Hochzeit Christiani
Rosencreutz Anno 1459 (1616). In Andrea Nicolai sees not only the founder
of the order of the Rosecruscians, but indirectly, through his influence on
Francis Bacon and the English societies, an important predecessor of
Freemasonry. Herder, however, who had the greatest respect for Andrea, but more
as a priest and a theologian, reads these books in quite a different way, namely
as pure fictions: Also war seine Chymische
Hochzeit bloß ein ludibrium, damit er die zahlreichen monstra seiner Zeit
durchzog: er siehts selbst als eine Comödie oder Roman an, mit dem er sich
seiner übermäßig gesammelten Lektur habe entledigen wollen.[4]
This analysis of how Andrea's books should be
considered as a compilation, in the form of a novel, of all the superstitions
and delusions of his own time, written with the sole ambition to earn money and
sell books,seems also to apply or
even be directed at Herder's own time. One of the most important novelistic
genres in the second half of the 18th century, vastly contributing
to Leseseuche, the epidemic of
reading, that was spreading all over Germany, was the so-called "novel of
secret societies", the "Geheimbundroman" - gaining a lot of its popularity from
the fact that the readers were unable to tell the difference between real and
fictitious secrets. Obviously, this is one function of secrecy that Herder
wants to warn against in his letters: Chymie,
Alchimie, Mystik, Traumdeuterei, Astrologie waren im höchsten Ansehen und es
konnte nicht anders seyn, als - wie es ja auch wieder zu werden anfängt - dass
mancherlei Betrug und Wahn dahinter seine Zuflucht suchte.[5] If we
move on to the first of Herder's dialogues on Freemasonry, "Glaucon und
Nicias", that remained unpublished till after his death, this contemporary
perspective - wie es ja wieder zu werden
anfängt - is the central one. This text is a harsh, even contemptuous
criticism of Masonic practices. Furthermore, it ties in nicely with the letters
against Nicolai in the way it focuses more or less exclusively on the
functional aspects of secrecy and the effects on the culture of Enlightenment.
Almost in a systematic manner Herder explores the consequences of secrecy for
the concepts of science, of morality and of religion - geheime Wissenschaften, geheime Moral and geheime Religion. First the two men engaged in a conversation,
Glaucon and Nicias, ridicule the notion of geheime
Wissenschaft, as if nature had decided to remove her veil and uncover all
her secrets, or as if a new artificial sense, eine neue künstliche Sinne, had been invented that only those who
are initiated to a secret society had access to. Geheime Moral, on the other hand, cannot be anything but deceit, Betrug, practiced by beautiful women,
priests and state ministers: "Minister", Herder writes, "glauben die ganze Welt
für ihren Fürsten hintergehen zu müssen; betrügen aber am Ende meistens ihn
oder sich selbst".[6] Third, geheime Religion, according to Glaucon
and Nicias, can be nothing but Schwärmerei.
This, they conclude, is the danger that the secret societies represent: "Sie
sind Winkel, die sich dem Licht der Sonne verschließen, damit hier den Betrug,
dort die Schwärmerei ausbrüten können [...]."[7] Not by
coincidence the chapter on Freemasons in the Adrastea is placed immediately before the chapter on Methodisten and Enthusiasten. It would be easy, then, to conclude that Herder was
in fact an enemy of the secret societies and that his attack on Nicolai is in
fact an attack on the secret societies in general and Freemasonry in
particular, If this is the case, however, why would he take the trouble of
defending the Templars against Nicolai's accusations? Even though the letters
themselves give no definite answer, there are passages in them that seem to
indicate that Herder have a more historico-philosophical and dialectical view
of secrecy. To him secrecy is not just another cultural or political
expression, but is deeply rooted in the history and the prehistory of mankind,
as, in his own words, "einen Gegenstand des grauen
Alterthums".
Moreover, in the letters against Nicolai he often
expresses rather favorable inclination to the idea of selecting a group of men,
"die Vornehmsten, Brauchbarsten, Ersten",
and organizing them in a society: [8]
Ich will es glauben, dass in einem so großen Orden, wo viele wackre Glieder waren, vielleicht auch aufgeklärte Glieder gewesen: es kann beinahe nicht anders seyn, als dass ihre Bekanntschaft mit den Saracenen, vielleicht auch in einigen Ländern Europens mit den Albigensern, Stedingern, und wie die Ketzer weiter genannt wurden, die Begriffe mancher Ritter geläutert und über den Pöbel der herrschenden Kirche erhoben habe. Verschiedene Lebensweise, Reisen, Kenntnis anderer Länder und Partheien, geben inbesonderheit tapfern Leuten eine Art Unpartheilichkeit und allgemeiner Uebersicht, die eingeschlossene Mönche und disputierende Gelehrte wohl nicht haben konnten [9].
This is indeed a very interesting passage, especially
the final reference to the ideals of Unpartheilichkeit
und allgemeiner Uebersicht. At the end of his fierce attack on Nicolai's
book Herder ends up formulating an almost utopian ideal - of a kind of men who
through their experience with other peoples and other cultures has developed a
generality of knowledge and an openness of mind that not only sets them apart
from the mob - "den Pöbel der Kirche" - but even from the scholars and monks
studying, collecting their knowledge behind closed doors. And this - we should
add - is also a function of secrecy.
According to the argument I am making here this is
what really interests Herder in Freemasonry and in the secret societies: the
opportunity to create, to build - in the full German sense of bilden - groups, societies of men who
are not "eingeschlossen" - locked up - like monks, in their religious, cultural
and national contexts, but who are fundamentally open-minded, liberal and
cosmopolitan. The function of secrecy then, is to free these people from the
political and religious forces controlling them, from their duties and
allegiances to the state and the church. Hence, this protective function, this
"schützende Funktion", to use Koselleck's term, is to Herder not an end in
itself, but a means of creating the space necessary to bring about a
reorientation, from the small world of the monastry or the principality, to the
bigger world of the nation, the continent, the globe. However, in his own time,
not least in Nicolai's book on the Templars, Herder can observe how the
function of secrecy has become an end in itself, how function becomes content,
how members of Masonic lodges become more interested in the rituals and the
levels of initiations than in educating themselves and others in
open-mindedness and cosmopolitanism. This could - in my opinion - partly
explain Herder's ambivalent attitude towards Freemasonry. Furthermore, in more
or less all his relevant texts Herder faces the question if the strategies of
secrecy are not outdated, "unzeitgemäß", if we have not reached a level of
Enlightenment when their "protective function" is in fact not needed anymore.
Obviously, the strategies of secrecy are not in accordance with the fundamental
ideals of Enlightenment. Hence, Herder is constantly searching for ways of
reformulating or even reinventing the cosmopolitan ideals of Freemasonry
without having to refrain to the strategies and functions of secrecy effective
in these orders and lodges. I'm going to finish my paper by giving two examples
of how he considers this to be possible. In these examples two central ideals
of the German Enlightenment in general and of Herder's work in particular - Humanität and Bildung - are being reformulated as functions of secrecy.
IV.
In 1791 Herder broke off his work with the Ideen zur Philosophie der Geschichte der
Menschheit, because he wanted to write something more explicitly practical
and political. Immediately he started to work on a collection of letters that
he first planned to publish under the title Briefe,
die Fortschritte der Humanität betreffend. Later they were revised, made
less politically explicit and published with the title Briefe zur Beförderung der Humanität. In the late 18th
century Humanität was a highly
ambivalent concept: on the one hand, it brought with it meanings of politeness,
friendliness and good manners from the representative culture of the Ancien
Regime; on the other hand, however, Humanität
had become what Koselleck in his Begriffsgeschichte
calls a concept of movement, ein
Bewegungsbegriff or a concept formulating a utopian goal, ein Zielbegriff. This conceptual change
can be observed in the title of Herder's letters. However, the most explicit
discussion of the concept Humanität is
to be found in the third collection, in the first three letters, entitled "Über
das Wort und den Begriff Humanität". Herder begins by asking if this word
couldn't be replaced by another: "Menschheit, Menschlichkeit, Menschenrechte,
Menschenpflichten, Menschenwürde, Menschenliebe?"[10] Why does
he consider changing it? Because - and this is the opening line of the first letter
- "Sie fürchten, dass man dem Wort Humanität einen Fleck anhängen werde."[11] This is
indeed a strange statement. Indeed it seems impossible to understand what it is
referring to, until we spot the editor's - Herder's - footnote, referring us to
the preceding letter, the last letter of the second collection, in which we
find the almost exactly the same sentence , this time in the form of a
question, posed by one of the two discussants, indicated as "Er": "Glaubst du
aber nicht, daß man auch dem Wort Humanität einen Fleck anhängen werde?" "Ich"
answers - tounge in cheek: "Das wäre sehr inhuman. Wir sind nichts als
Menschen; sei der Erste unserer Gesellschaft.[12]" Of,
course there are several possible reasons why the concept of Humanität doesn't appear to be completely
without spots, Flecken. As a
normative ideal it could indeed be considered as conservative, as French, as
elitist and so on. In the letter in question, however, the 26th
letter of the Humanitätsbriefe, the
concept of Humanität is developed,
deduced even, from a concept of secrecy. The heading of this letter is
"Gespräch über eine unsichtbar-sichtbare Gesellschaft" and the content is for
the most part copied - word by word - from the first dialogue in Lessing's work
Ernst und Falk. Gespräche für Freimaurer,
published in 1778 - the work that first awoke Herder's theoretical and
historical interest in Freemasonry. Parallel to the debate with Nicolai the
scholarly tradition has concluded that Herder's own contribution to this dialogue is rather
inconsequential, editing, mostly abridging Lessing's original text and then
adding a new, apparently not as illuminating ending. In this assessment,
however, what is overlooked, is the immediate discursive context of the
dialogue, the way it is included in a book, and in a part of a book, describing
the birth, development and origins of the political and social concept of Humanität. Already at the very beginning
of the Herder's work, in the first letter, that also serve as an introduction,
the connection is made between Humanität and
the secret societies: "Je reiner die Gedanken der Menschen sind, desto mehr
stimmen sie zusammen; die wahre unsichtbare Kirche durch alle Zeiten, durch
alle Länder ist nur Eine".13 Furthermore, Herder "ein Bund der Humanität", a bond, an alliance
an association, has been formed between he who writes and he who reads the
letters, "wahrer, wenigstens unanmaßender und stiller, als einer je geschlossen
ward." Thus, Humanität - as utopian
concept of movement, of progress - takes the historical form of an invisible,
silent society, much like a Masonic lodge, but in which every man can be or
even is a member.
In the dialogue itself follows a further description
of this society. Before introducing his own thoughts in the second dialogue
Herder sums up Lessing's arguments: The society he is referring to, "Er" says,
"is not something arbitrary, something dispensable, but something necessary,
that one could discover for oneself as well as being introduced to it by
others". But, he continues, it is not "the words, signs and rituals that are
important". This society, "Ich" answers, is "not closed, but open to the entire
world, it doesn't express itself through rituals and symbols, but in clear
words and actions; it doesn't exist in one or two nations only, but among
enlightened people all over the world".[13] In short,
it is die Gesellschaft aller denkenden
Menschen in allen Weltteilen. Obviously, Herder is still working with the
idea of the secret society, of the Masonic lodge, but at the same time he is
dialectically changing it, step by step, into an ideal of openness and
communication. Thus, in the place of the practices of secrecy he introduces the
printing press, die Buchdruckerei.
After the invention of the printing press, Herder argues, there shall be no
secret words or signs anymore, keine
geheime Worte und Zeichen. Instead there is "das heilige Dreieck" - a
well-known Masonic symbol - of poetry, philosophy and history that makes us
rise above the prejudices of state, religion, rank and status. The member of
this world-wide society are, on the one hand, the great men of the past, Homer,
Plato, Xenophon, Tacitus, Marc Antony, Bacon and Fenelon, on the other hand,
the ones among our contemporaries that share our cosmopolitan conviction and
that we recognize at once: "Setze zwei Menschen von gleichen Grundsätzen
zusammen; ohne Griff und Zeichen verstehen sie sich, und bauen in stillen Taten
den großen, edlen Bau der Humanität fort." Hence, the ideal of Humanität, as developed by Herder in the
sense of a reformulation of the Masonic practice of secrecy, consists in a way
of overcoming, of tearing down the borders of state, rank and religion. Or as
"Ich" says about this almost utopian society:
Ich treffe in ihr alles an, was mich über jede Trennung der bürgerlichen Gesellschaft erhebt, und mich zum Umgange nicht mit solchen und solchen Menschen, sondern mit Menschen überhaupt, nicht nur einführt, sondern auch bildet.
Precisely this idea of Bildung, of a society not only introducing, but even educating its members to Humanität, is crucial here. To achieve this, Herder states in his dialogue on Freemasonry, it was once necessary to have laws, rules, pledges and symbols, but not anymore: For our own time, he concludes, "we have to use the opposite method, pure, light, revealed truth", reine, helle, offenbare Wahrheit.
V.
However - and now I come to the issue of Bildung and to my last point - Herder is well aware of the fact that truth doesn't work for itself. On the contrary, reine Wahrheit needs someone to cultivate it and to communicate it, to put it into practice as Bildung. Historically, this has been the self-appointed role of the secret societies, such as Freemasonry or the Knights Templar, who has seen themselves as keepers of a kind of arcane knowledge, "ein Weisheitsgeheimnis", that certain carefully selected people can be initiated into. In the last part of this paper I am going to show how Herder tries to adapt this Masonic model of cultivation and communication of knowledge for his own time. An important text for understanding how Herder takes up the model of the secret society and tries to adapt it to contemporary, Enlightenment purposes, first and foremost, by insisting on its fundamentally open and public character, is a rather small treatise written in 1787, with the title: "Idee zum ersten patriotischen Institut für den Allgemeingeist Deutschlands". In fact, the idea to this essay came from one of the enlightened German princes of the time, count Karl Friedrich von Baden. The count was a strong supporter of the idea of a German league of princes, ein Fürstenbund, and as a parallel to this political vision, he considered founding a league of scholars, writers and thinkers, ein Gelehrtenbund, that - he thought - would contribute greatly to creating a common German spirit, ein Allgemeingeist Deutschlands. For a long time the count had been an admirer of Herder and his works and now he wanted him to develop his great vision into a practicable plan. After several requests Herder complied and wrote the already mentioned text that was sent to Carl August, the prince and ruler of Sachsen-Weimar, in December 1787. The main thought in the treatise - that Herder had from Karl Friedrich von Baden - was to found an academy, eine Teutsche Akademie - a German version of L'academie francaise - with members from all the provinces and principalities of the German Reich. The task of this academy was to be an institution and an instrument of Bildung within the German cultural sphere, or as Herder puts it, "ein Vereinigungspunkt mehrerer Provinzen zur allgemeinen, praktischen Geistes- und Sittencultur"[14] As in the case of Humanität this idea of an institute of Bildung takes up and reworks important ideas from the Masonic tradition, in a way that strives to liberate them from the functions and mechanisms of secrecy specific to this tradition. Herder himself evokes the tradition of the secret societies in the introduction to the treatise, considering them as symptoms of a certain contemporary intellectual movement, "eine Gährung" - as he puts it, with a concept that, according to a study by Hans-Jürgen Schings, was central to Masonic thought and a favorite metaphor of the Illuminati. Moreover, this concept or metaphor seems to support Koselleck's claim that the Masonic ideology was characterized by a utopian faith in progress, anticipating the collapse of the Ancien Regime. I quote:
Die große Anzahl geheimer Gesellschaften, die meistens nur deswegen geheim sind, weil sie sich ans Licht hervorzutreten nicht wagen, zeigen auch in ihren Mißbräuchen und Verderbnissen, dass eine Gährung dabei, deren Wirkungen man nur dadurch vorkommt, daß man die Gemüther der Menschen öffentlich auf allgemeine, bessere Endzwecke leitet.[15]
In this passage Herder seems to come to the same
conclusion as Koselleck - that the secret societies were in fact revolutionary
forces, plotting to overthrow the absolutist regimes in Germany.
Thus, an important, even urgent task for an
enlightened ruler would be to canalize this revolutionary energy - this Gährung - into other areas less
threatening to the state, such as the reation of a common German spirit and
culture. Hence, in this case the reworking of the Masonic model of organization
obviously also had a political purpose, of pacifying the secret societies and
changing them into instruments of cultural reform, not political revolution. As
answer to the request of the prince, to make a plan for the construction of a
German Gelehrtenbund Herder subsequently
changes the Masonic model for a secret society into a model for a definitely public one.
In the dialogue on Freemasonry in the Humanitätsbriefe the ambition was
global, concerning alle denkenden
Menschen in allen Weltteilen; in the treatise zum patriotischen Institut the goal is a national one, concerning den Allgemeingeist Deutschlands.
Comparing the two texts, however, we find that most of the thoughts and even
the words are the same. In the "Teutsche Academy", as in the sichtbar-unsichtbare Gesellschaft, there shall neither be room for petty
partiality, nor for any sort of contempt for other provinces and religions or
for the political interests of different estates. "Because", Herder adds,
"Germany has only one interest, the life and happiness of the whole". Thus, the
global ideal of Humanität has been
replaced by the national ideal a German culture. As instruments of this project
of Bildung, of forming a national
character, Herder mentions - in this order - language, history and practical
philosophy. The following description of how one should go about to form such
an academy can very well be read as a reworking of the practices and
hierarchies of the Masonic societies - however, with the important exception
that the mechanisms of secrecy has been replaced by mechanisms representation
and communication: Every province sends a deputation, eine Provinzialdeputation, to the academy. The members are selected
by the prince after suggestion by the academy without regard to their position
or rank. The activity of the members consists in writing yearly rapports about
everything of interest in their province. Furthermore, these rapports and
everything else produced by the members of the academy shall be made available
to the public in journals and books. Thus, in an almost astounding or at least
highly original way, the function of secrecy has become, has been transformed
into a function of publicity.
One obvious element of continuity between the secret
societies and the idea of a German Academy can be found in the description of
the relationship between the society and the state. There being no secret, no
practices of secrecy to protect the Academy from control and intervention by
the state, the meetings should be held at places, as Herder puts it, "dass [...]
unter den Einflussen keines Hofes stehe".[16] In
this attempt to protect the society from the claws of power, we may recognize
the last and almost invisible trace of the political, utopian and almost
revolutionary function of secrecy, effective in Masonic lodges prior to the
French revolution.
Indeed - and this is my conclusion - there is hardly
any better way of learning about the functions of secrecy in the Age of
Enlightenment than to consider the fate of Herder's plan for a German academy.
To begin with, Herder, a former Freemason and member of the Illuminate, reworks
the model of the secret society in order to develop a plan for a patriotic
institution for the cultivation and communication of German culture. However,
upon reading Herder's plan, the princes and ministers remain skeptical, even
the likes of Carl August of Weimar and Karl Friedrich of Baden. Why? Because,
as Carl August writes in his letter to Herder, they are disturbed by the
radically public character of the society, functioning according to principles
of representation and communication, not, as they are used to from the
government of small German principalities, according to principles of secrecy.
They are, in short, not used to treating public matters publicly. In the end,
the result of this initiative couldn't have been more paradoxical. After long
and heated discussions of Herder's plan, it is the task of certain minister von
Edelsheim to come up with a solution that is in accordance with the original
idea of his ruler, Karl Friedrich von Baden. What does he do? As proposed by
Karl Friedrich, Edelsheim suggests the founding of a learned society for the
cultivation of a common German spirit and culture, not, however, according to
Herder's plan, but - and this is where the real historical irony occur - in the
form of a secret society and under the protection of a prince. Furthermore,
this society shall not only be a secret to the public, but also - interestingly
- to the members themselves. To avoid choosing the wrong people for the society,
it would be best, argues Edelsheim in a letter sent to Herder, if the members
didn't know what they were taking part in, thus, that the purpose of the
meetings was in itself a secret. The plan was that eight to ten men - Edelsheim
had already made a list - should receive a secret invitation - that Edelsheim
wanted Herder to write - to a meeting. Their traveling costs should be paid by
the prince, but they were not allowed to know about it. To avoid giving the
secret away it should be suggested to these members that they found a monthly
journal as their main project. And so on. On receiving note of these plans,
Herder was, of course, despondent: "It is not going to amount to anything," he
writes in a letter from February 1788, and he adds: "I would rather wish that
it didn't amount to anything than that they destroy everything".[17]
In the end, they didn't get the possibility to either
create or destroy anything at all. Only a year later the French Revolution
broke out, and all of a sudden the ambitions of bringing about a reform of the
German principalities through Humanität und
Bildung, cultivated and communicated
by a society of the best men in each state, seemed almost naive and childish And
who were to blame for it? Lo and behold, the Freemasons!
[1] Dobbek 265f, zit. nach Voges 190.
[2] Herder, 15, s. 82
[3] 15, s. 84
[4] 15, s. 60
[5] 15, s. 61
[6] 15, s. 168
[7] 15, s. 171
[8] 15, s. 100
[9] s. 110
[10] Werke 7, s. 147.
[11] Ibid.
[12] Werke 7, s. 141, 13 7, s. 13.
[13] 7, s. 138.
[14] 16, s. 606.
[15] 16, s. 602
[16] 16, s. 613
[17] Haym, s. 491